Sumitomo Mitsui Financial

Compliance Management
SMBC Group seeks to maintain a compliance system that
provides appropriate instruction, guidance, and monitor-
ing for compliance to ensure sound and proper business
operations on a Group-wide and global basis. We have put
measures in place for the prevention, early detection, and
correction of misconduct.
The Compliance Committee, chaired by the Group
CCO responsible for overseeing compliance matters,
broadly reviews and deliberates on operations within
SMBC Group...